Cultic Studies Journal, Vol. 13, No. 1, 1996, page 34
Despite a lack of evidence placing Kempinski at the scene of the crime or other proof that
he was one of the perpetrators, he was indicted and brought to trial. The second author of
this paper was consulted on this case and suggested that an ophthalmologist determine if it
was possible for the witness to make a facial identification of the assailant at night in poor
light at the distance of about 270 feet. By studying the weather charts and the available
light at the appropriate time of the evening, the ophthalmologist found that only relatively
inefficient vision registered by the rods of the retina was possible. Located toward the
periphery of the retina, the rods provide less ability than the cones to resolve visual detail
and are insensitive to color however, the rods retain some function under low light
conditions. Given the poor lighting conditions, the ophthalmologist stated that it would have
been impossible to resolve facial features at a distance of more than 30 feet. The witness
and assailant, however, were more than eight times that far away from each other.
Hypnosis created the witness‟s recollection of Kempinski long after the original event. Note
that the witness was not aware he was testifying about a hypnotic creation rather than real
memory. The certainty of his recall was absolute. This case illustrates why (1) hypnotically
influenced testimony should not be admitted in court, especially without independent
corroboration, and (2) a subject‟s posthypnotic assertions about the prehypnotic origin of a
memory are valueless unless accompanied by a written or videotape record made before
hypnosis.
State v. Mack (1980). David Mack met a young woman, whom we will call Carol, at a bar,
danced and drank with her, and took her to a local motel on his motorcycle. Later in the
evening Carol found herself bleeding from her vagina. Mack called for an ambulance, told
the drivers the couple had been engaged in sexual intercourse when Carol started bleeding,
and expressed concern about her. In the ambulance Carol, who was described as “quite
drunk,” insisted that the bleeding was not Mack‟s fault. At the emergency room Carol told
an intern she had been “engaged in sexual activity with fingers placed in her vagina.” A
second intern told Carol the injury could neither have occurred during intercourse nor been
caused by a human fingernail. She understood the second intern to say her vagina must
have been cut with a knife. Carol reported her experience to the police 2 days later, telling
them she could only remember waking in a pool of blood on the bed in the motel.
About 6 weeks after the alleged assault, the police made an appointment for Carol with a
self-taught, lay hypnotist. During hypnosis Carol remembered being forced to remove her
clothes and lie on the bed, after which she recalled Mack repeatedly sticking a knife into her
vagina as she screamed. However, the physical examination in the emergency room 6
weeks earlier revealed only a single, internal cut. If the events occurred as they were
remembered during hypnosis, multiple external and internal lesions would have resulted.
Other details of her posthypnotic description memory were also factually incorrect. Based on
these facts, the Minnesota Supreme Court denied admission of Carol‟s testimony and ruled
that a per se exclusion of hypnotically influenced testimony was required.
People v. Shirley (1982). Catherine was drinking in a bar near the Camp Pendleton
Marine base. Donald Shirley, a Marine who lived in a building near Catherine‟s apartment,
was also drinking in the same bar. A Marine sergeant with whom Catherine once cohabited
drove her home, but she passed out immediately and the sergeant left. Catherine claimed
her next memory was of waking to find Shirley standing naked near her holding a butcher
knife or a screwdriver. Catherine claimed Shirley then took her into the bedroom, bound
and gagged her, and had nonconsensual sexual intercourse with her. After about 30
minutes, Shirley untied her, removed the gag, and took her back into the living room where
he turned on the lights. With both still naked, she sat in his lap on the couch and they
chatted for about 30 minutes. Shirley then asked her if she liked beer she said she did. He
put on his clothes and left her apartment building to get the beer. Catherine made no effort
to call for help or leave her apartment while Shirley was gone. When Shirley returned, he
Cultic Studies Journal, Vol. 13, No. 1, 1996, page 35
again removed his clothes. Catherine reported she got back on his lap, and they resumed
their conversation.
A short time later, one of Catherine‟s girlfriends called to say she was coming to visit.
Catherine told this to Shirley and asked him to return at another time when she would cook
dinner. According to Catherine, Shirley put on his clothes again, wrapped the weapon in a T-
shirt, concealed it in the front of his pants, and, after being introduced to Catherine‟s
girlfriend, left the apartment. Catherine and her girlfriend discussed what had happened.
After her girlfriend left, Catherine called the police and reported that she had been raped.
Catherine‟s story changed repeatedly during subsequent retelling. One of the changing
elements was her description of Shirley‟s weapon. More than 3 months after the events in
question, Catherine was hypnotized by a deputy district attorney. At that point, her story
changed one more time. She did not waver from her final version, which she told in court
with considerable certainty.
Shirley claimed Catherine invited him to her apartment and engaged in consensual
intercourse with him. He said he did not tie her up and did not carry a knife or other sharp
instrument. No weapon of any description was ever found. A number of Marine officers
testified in his behalf, and unanimously expressed their high personal regard for the
defendant‟s “truthfulness and honesty.” His first sergeant testified that he knew of no
altercations involving the defendant and that Shirley had no history of aggressive or violent
behavior. Shirley was convicted of rape at trial.
On appeal, the California Supreme Court stated that Catherine‟s hypnosis created an
“artificial but impenetrable aura of certainty” around her entire testimony and that, given
her constantly changing prehypnotic story, her unwarranted certainty was prejudicial.
Referring to Diamond‟s (1980) warnings, that years later were also noted by the Borawick
court, the California Supreme Court excluded hypnotically influenced testimony per se,
concluding that “the game isn‟t worth the candle.” Subsequently, the State Legislature
changed the law to allow the admission of hypnotically influenced testimony when the Hurd
safeguards were observed.5
Summary. These three cases illustrate some of the problems that the research on hypnosis
and memory suggests will occur. Hypnosis can serve as a catalyst not only to revise earlier
memory reports, but also to create memories de novo in which the individual is confident.
People become certain of one version of their story, where previously their testimony was
either nonexistent or quite variable. The source of a memory is often attributed to viewing
the original event, even when a record shows it was not the case, and so on. In criminal
cases, hypnosis has occasioned little new useful material but a great deal of highly suspect
testimony. With the exceptions of a defendant‟s right to testify in his own defense (Rock v.
Arkansas, 1987) and a plaintiff‟s right to testify about abuse that allegedly occurred during
hypnosis (McConkey &Sheehan, 1995), the per se exclusion seems warranted.
An Illustration of One Problem with Hypnotically Influenced
Testimony from Borawick v. Shay
Are the problems with hypnotically influenced recall pertinent to the Borawick case?
Interestingly, the court‟s decision in Borawick v. Shay (1995) has implications for most of
the important areas of debate in forensic hypnosis. Let us begin with the Borawick court‟s
quotation from Harker v. Maryland (1986): “In the worst case, someone who has undergone
hypnosis might inaccurately reconstruct the memory...and...then become convinced of the
absolute accuracy of the [re]construction through memory hardening.”
A person unfamiliar with the results of hypnotic age-regression procedures may have
difficulty believing the frequency with which this “worst case” occurs. A good example may
be seen in the following accusations Ms. Borawick made about her aunt‟s behavior:
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